CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Ensure compliance of the Company with all applicable laws and regulations
Develop, maintain, operate and monitor the adequacy and effectiveness of the measures, policies and procedures put in place to minimize any risk of failure by the Company to comply with its obligations under USITS and Central Bank of Ireland requirements
Advise the relevant persons responsible for carrying out services and activities and assisting them in complying with the Company's obligations
Provide quarterly compliance reports to the Board of Directors covering various areas, including
Description of the implementation and effectiveness of compliance policies and procedures
Details of ongoing risks identified from the compliance monitoring activities, including Company and related risks
Details of changes in the regulatory environment and where applicable, the measures taken to ensure compliance with such changes under USiTS guidelines
Details of any significant compliance issues
Correspondence with regulatory authorities
Be the direct point of contact regarding compliance matters with clients, auditors, service providers and regulatory bodies
Manage and supervise, as applicable, compliance staff both locally and within other Company offices globally
Provide compliance related training sessions to all relevant staff as applicable and required
Assist in business development activities including the commercialization of the company.
University degree in law and/or financial services; professional compliance certification is also advantageous
Previous experience as a senior compliance/legal professional within a Management Company and/or consultant and expert knowledge of USITS and regulatory compliance in the Asset Management Industry
Experience in managing a team of professionals and be able to prove strong Leadership & Competence experience
Strong Industry Knowledge
Multi-jurisdictional experience and working directly with regulators Preference to international language's speakers.
High level of professional integrity and authority
Commercially driven, to work in fast paced and dynamic environment and to think "outside the box"
Self-motivated, can work well both independently and in a team
Strong attention to detail and quality
For a private and confidential conversation and for a full job description please contact Ciaran on 01-8746770. Or email firstname.lastname@example.org