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Provide advisory Compliance support to the Alternatives businesses which offer investment solutions to institutional and high net worth investors through a variety of investment structures;
Represent Compliance in the new product approval process which includes reviewing new products and new initiatives, identifying and assessing potential regulatory and reputational risks, developing solutions to mitigate risks;
Provide advisory support on marketing and structuring of new products;
Maintain current expertise on the regulatory environment and provide advice to the business on the implementation of new regulations such as Dodd Frank, Volcker and CFTC reform;
Develop Compliance policies and provide annual and ad hoc training to the business;
Support the business in developing appropriate controls and procedures to mitigate business and product specific risks;
Contribute to the development and perform monitoring/testing of the business's controls.
The successful candidate will possess the following skill sets:
5+ years of compliance experience, including experience with real estate, hedge funds, infrastructure and private equity products; or within the asset management practice at a law firm
Knowledge of the Securities Acts of 1933, 1934 and 1940;
Knowledge of marketing review principles;
Familiarity with Regulatory Reform including Dodd Frank, Volcker and CFTC;
Experience with drafting and implementing policies and procedures;
Ability to work effectively in a global environment; leveraging and sharing best practices and insights of Legal and Compliance colleagues globally;
Strong strategic, problem solving and analytical skills;
People skills, leadership qualities and communication skills;
Motivated, diligent and excellent writing skills;
Ability to work on multiple projects in a fast paced environment.