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Participate in compliance risk assessments, reporting, reviews, testing, provide compliance comments and advice
Assist in compliance-related projects, initiatives, and system launch/ enhancement
Keep track of key regulatory changes and notify relevant business divisions
Provide compliance input to the business for BOCHK's broad array of products and business propositions
Comment various business divisions' drafting of policies and procedures, compliance manuals, and core control documents that meet local regulatory and BOCHK requirements
Review and update compliance documents in reflecting latest rules and regulations, industry best practices, and changes in BOCHK business structure and activities
Conduct compliance training for staff in Hong Kong in accordance with local regulation and BOCHK training objectives
Degree in Accounting, audit, legal, or finance-related qualifications
Minimum 4 years of work experience in compliance, legal or regulatory fields in the financial services industry in Hong Kong
Heightened sensitivity to and refined judgment in identifying and assessing concealed risks and collateral consequences of activities in jurisdictions having opaque and emerging legal and regulatory regimes
Good interpersonal, managerial, communication skills and cultural awareness
Effective time and project management skills
Fluent in both Cantonese and English; knowledge of Putonghua preferred