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Provide compliance advice to business units on various matters including product launch or enhancement, sale and marketing materials, training materials
Liaise with local regulators regarding queries and licensing matters
Conduct compliance reviews and surveillance monitoring
Communicate with business compliance units if necessary
Help review and maintain relevant compliance manuals
Assist in training to promote compliance awareness
Assist in other ad hoc tasks as required
Degree or above with major in Law, Banking and/or Finance, Accounting, or related disciplines, or with related professional qualifications
Command of oral and written English and Chinese (Mandarin preferable)
Familiar with regulatory requirements in Hong Kong on investment and/or insurance products
Sound knowledge of common investment and insurance products in Hong Kong
At least 5 years of working experience in a compliance, legal or regulatory fields of financial services industry gained in Hong Kong regulatory environment
Good interpersonal, managerial, communication skills and cultural awareness
Effective time and project management skills
Ability to work independently and under pressure
We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.