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One of your key objectives will be to oversee and perform quality assurance reviews of the SOX processes and provide subject matter expertise in improving operational efficiency.
Other responsibilities include:
Identify remediation actions for control weaknesses whilst performing business risk assessments
Perform regular updates and reviews of the SOX process documents and business control documents to ensure the they reasonably reflect existing procedures and comply with company methodology
Conduct efficient and effective execution of SOX walkthroughs and provide regular update of SOX exceptions to various internal sources for example Financial, balance sheet & loss reports, internal / external audit reports etc.
Liaise with stakeholders, i.e., Operations, IT, external auditors, internal auditors and Central Finance function on SOX related affairs.
Identify risks and key controls in Treasury Business area (namely Money Market, Swaps and Forwards)
Ensure bank's compliance with SOX and other internal and external compliance/control matters e.g. spreadsheets controls.
Good communication skills - Build and maintain good relationships with key stakeholders and colleagues
Excellent report writing skills, particularly to write meaningful reports under tight timeframes.
The ability to reach concise conclusions and convey them orally or in a written synopsis
A team player with a attitude of supporting the team and eager to learn
Highly organised and can work with great accuracy in an effective time management
Strong skills in Microsoft Office (Excel, Word, PowerPoint)
Strong business and work ethic - committed and dedicated at all times.
Ability to manage and prioritise workloads
Able to proactively look for improvement in processes and identify areas and processes that can be streamlined.