CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client, a leading investment bank, is building out its executive financial crime team in New York and is looking for a Senior AML Manager that will serve as the dedicated AML advisory subject matter expert ("SME") for the registered broker-dealer and future commission merchant ("FCM").
This role will cover all lines of business and will provide support and leadership relating to AML/OFAC regulatory broker-dealer compliance matters in the US.
The ideal candidate will have:
A minimum of 5 years' experience working in a compliance/regulatory role at a broker-dealer and/or financial institution;
Expertize covering FINRA broker-dealer rules, with specific emphasis related to AML/OFAC;
Experience working with regulatory authorities and transaction monitoring systems;
Series 7 required and 24 preferred.
This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile & commercial mindset, excellent organizational & communication skills and have the ability to work with all levels in the organization as a business partner. A highly competitive package is on offer and will be commensurate with industry experience.
For more information, and a discussion in confidence, please email or call me +1 646 766 1212.