CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Meraki Talent are currently recruiting on behalf of a global Financial Services client seeking an experienced Compliance professional to join their Edinburgh operation on a permanent basis. This is an exciting opportunity to join a growing, successful company with a great reputation in the Edinburgh market, actively increasing their Risk & Compliance functions, here in Edinburgh.
Responsibilities of the Compliance Manager:
Assist in the execution and delivery of the regulatory compliance oversight programme
Support of the controls and testing programme by reviewing controls to be tested and any control gaps identified
Provide on-going advice and support to the business
Ensure the effective management of the local Compliance policy framework including maintenance of policies
Keep up to date with regulatory and legislative updates or changes
Participate and attend external regulatory forums and groups to engage with peers and regulatory authorities on forthcoming regulatory change
Participate in Client due diligence responses and client meetings as required.
Background of the Compliance Manager:
Previous experience within a Securities Services or Asset Management business, particularly within a Compliance, Risk or Audit capacity.
Strong background and knowledge of UK regulations relating to Asset Servicing or Custody requirements.
This is an excellent opportunity to secure a varied role with a rare mix of Compliance Monitoring and Compliance Advisory responsibilities.
Contact Chris Wilson on email@example.com or 0141 648 9413 to discuss the position in more detail.
Is this job for you?
Chris wants: Fund Services, Asset Services, Custody, Compliance Monitoring, Compliance Advisory, Product Compliance, Regulatory Compliance