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Large global bank operating in the fund administration sector is seeking a Senior Manager (VP) to join a newly formed team in the Regulatory Risk & Compliance division. This is a new role in a newly created division following some new legislative changes from the FCA which impact the custody and operations division of this bank.
Roles / Responsibilities:
-Assisting the Head of function to develop this new team within the regulatory control division.
-Design, create and implement structures, procedures, reports, audit plans for this new team.
-Manage all contact with the internal business units across various areas including:
Increasing awareness and importance of adherence to the new regulatory standards
Ensure an adequate training program in place across all operations to highlight the importance of compliance across day to day operations.
Monitor day to day operations to ensure adherence to agreed policies.
Escalate any breaches and assist in the performance of process review
-Create regulatory risk reporting and MI to monitor and assess compliance
-Sit on company risk committees, audit teams and other senior group level risk review teams.
-Be the go to person in the firm for this new regulation and ensure awareness is communicated across all internal teams up to and including senior management.
-Play an active part in regulatory risk related projects across the bank.
Education / Requirements:
-Must have experience working in a senior regulatory risk, compliance or internal audit role across the financial services sector.
-Detailed knowledge of the European fund management / administration environment from a legislative and regulatory environment is advantageous.
-A professional accountancy, risk or compliance qualification will be preferable.
-Ability to work in a pressurised and deadline drive environment
-First rate presentation and communication skills a must.
If you would like to discuss this exciting opportunity further, please apply by sending your CV to firstname.lastname@example.org call Robin Craig on +353 1 8746770 for a confidential conversation.