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You will be expected to work closely with Senior Management and to ensure that local regulations, as well as group policies and procedures are being adhered to. You will be responsible for compliance monitoring (including investment compliance), regulatory compliance, reviewing of marketing materials on a risk and compliance perspective, as well as updating the company policy and procedure.
The successful candidate should have at least 10 years of experience, ideally in the fund management industry. You should have a strong understanding of local regulations and experience in liaising with the various regulators. Effective communication skills in English and Chinese is also essential.
For a confidential discussion, please email me at email@example.com or call me at +65 809 2868.