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My client a leading international compliance consultancy is recruiting an experienced compliance professional to join their consulting business. Must have proven compliance experience gained within financial services and sound regulatory knowledge (MiFiD2/CASS preferred).
This is a varied role and responsibilities include (but are not limited to):
* Provide clients with responsive regulatory advice and solutions * Update clients on regulatory change and how it impacts their business * Draft manuals and other compliance documentation for clients * Set up relevant compliance infrastructure for clients * Carry out regular compliance monitoring reviews onsite with clients, and subsequently write compliance monitoring reports * Lead compliance project assignments across a diverse range of clients
Key Skills / Experience:
* Proven compliance expertise gained over a number of years within: o Compliance consultancy o Asset / Investment Management o Hedge funds o Securities firms o The FCA
* Ability to implement solutions to address the regulatory requirements of the client * Sound knowledge of the FCA handbook * Experience of monitoring and the ability to develop compliance monitoring programmes and techniques * Strong client facing ability * Excellent oral and written communication skills
Preferred * Developed their compliance expertise in an asset management environment * Gained exposure to wealth management compliance and has an in depth understanding of product and processes * Experience of MiFID2 and/or CASS would be beneficial