CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client is an international asset management house with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high calibers to join them.
Responsible for core compliance functions and manage regulatory matters, including relationships and correspondence with Hong Kong regulators, regulatory examinations, licensing and filings and other regulatory requirements for the conduct of business. Conduct regular compliance monitoring review and surveillance procedures in accordance with the compliance monitoring plan such as personal account dealing, gift and entertainments, CPT hours, licensing requirements and other specific business areas. Provide compliance oversight and review of marketing materials. Assist to work with compliance service provider for periodic thematic review on the business for HK office.
To be considered, you should be a degree holder with a minimum of 2 years of relevant experience in Compliance, Audit, Risk or Control functions within financial industry. Knowledge of regulatory guidelines and requirements. Good communication skills.
Interested applicants should send a detailed resume to Kelly Kam by email to firstname.lastname@example.org or by fax to (852) 2838 3323 quoting reference eFC2767.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)